DELTA CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 2005

Total AUM

$240M

Discretionary

$240M

100% of AUM

Avg account

$5.9M

Accounts

Employees

Advisory reps

Firm details

Headquarters: RED BANK, New Jersey
CRD number: 106248
Registered since: April 22, 2005
Website: www.delta-capital.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: Pension & Profit Sharing Plans45.52%
HNWI43.39%
State / Municipal Government4.94%
Charitable Organizations4.41%
Corporations / Businesses1.75%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Delta Capital Management LLC is a small, privately owned RIA that has been SEC-registered since 2005 and bills clients on a percentage-of-AUM basis. The firm provides portfolio management for individuals, small businesses and institutional clients. Its client base spans private individuals and families as well as institutional mandates. Delta reports it is not an active ESG investor and does not operate as a multi-state adviser. The firm’s stated preference is for equity-focused portfolios, using exchange-traded holdings as the primary building blocks. Delta does not appear to serve as a capital allocator or run proprietary pooled funds; instead it manages discretionary mandates and supplements portfolios with third‑party managers where indicated.