Slocum, Gordon & Co LLP
Firm details
- Headquarters
- Newport, Rhode Island
- CRD number
- 104929
- Registered since
- January 11, 1979
- Website
- www.slocumgordon.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI74.06%
- Charitable Organizations14.29%
- Individuals8.63%
- Corporations / Businesses2.96%
- State / Municipal Government0.06%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Slocum, Gordon & Co LLP is an independently owned limited liability partnership that has operated as a registered investment adviser since 1979. The firm serves both individual and family clients alongside institutional and business accounts, delivering financial planning and portfolio management for individuals, small businesses, and institutions. Its billing mixes percentage-of-AUM fees with hourly and fixed-fee engagements. The firm reports a clear preference for equity exposure in client programs and does not position itself as a capital allocator or as an ESG-focused adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities59%
- US Government Bonds24%
- Cash & Cash Equivalents9%
- Other6%
- Investment Grade Corp Bonds2%
Contacts
3 of 3
Jeffrey Gordon
Managing PartnerCRD 4346932
Barclay Douglas
PartnerCRD 4346937
Michael Moeller
Portfolio Manager, AnalystCRD 6465328
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 8Active vs passive
$14.9M in ETFs
98%
$14.7M
0%
$239K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES TIPS BOND ETF (TIP) | BlackRock | Passive | Inflation Protected Bond | $3.6M | 34,772 | 24.26% |
Location
Newport, RI
Newport
Location
Newport, RI
Headquartered in Newport, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Newport
- Address
- 39 Mill St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Transwestern Capital Advisors, LLC
RIANewport, RI
Merlin Asset Management
RIANewport, RI
Young Richard C & Co Ltd
RIANewport, RI
Veritas Wealth Management
RIANorth Kingstown, RI
Forbes Financial Planning, Inc.
RIAEast Greenwich, RI
D & P Investment Advisors, Ltd.
RIAWakefield, RI