Slocum, Gordon & Co LLP
Firm details
- Headquarters
- Newport, Rhode Island
- CRD number
- 104929
- Registered since
- January 11, 1979
- Website
- www.slocumgordon.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI74.06%
- Charitable Organizations14.29%
- Individuals8.63%
- Corporations / Businesses2.96%
- State / Municipal Government0.06%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Slocum, Gordon & Co LLP is an independent, privately owned limited liability partnership that has been registered with the SEC since 1979. The firm serves both individual and family clients as well as institutional accounts, providing financial planning and discretionary portfolio management for individuals, small businesses, and institutions. Its client billing uses a mix of percentage-of-AUM fees alongside hourly and fixed-fee arrangements. Slocum Gordon does not position itself as a capital allocator and is not an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities59%
- US Government Bonds24%
- Cash & Cash Equivalents9%
- Other6%
- Investment Grade Corp Bonds2%
Contacts
3 of 3
Michael Moeller
Portfolio Manager, AnalystCRD 6465328
Barclay Douglas
PartnerCRD 4346937
Jeffrey Gordon
Managing PartnerCRD 4346932
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 8Active vs passive
$15.7M in ETFs
99%
$15.4M
0%
$235K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES TIPS BOND ETF (TIP) | BlackRock | Passive | Inflation Protected Bond | $4.6M | 42,332 | 29.60% |
Location
Newport, RI
Newport
Location
Newport, RI
Headquartered in Newport, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Newport
- Address
- 39 Mill St
- Time zone
- ET (UTC-5)
- Office locations
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