Forbes Financial Planning, Inc.
Firm details
- Headquarters
- East Greenwich, Rhode Island
- CRD number
- 143912
- Registered since
- January 21, 2020
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI71.42%
- Individuals27.4%
- Other1.18%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Forbes Financial Planning, Inc. is an independent registered investment adviser organized as a corporation and SEC-registered in 2020. The firm is individually owned and serves principally individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its fee arrangements include asset-based fees, hourly charges, and fixed-fee engagements. The firm does not identify as an active ESG investor and operates as a single-state adviser. It lists an industry affiliation with an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities69%
- Public Funds/Mutual Funds22%
- Cash & Cash Equivalents7%
- Other2%
Contacts
1 of 1
Daniel Forbes
OwnerCRD 3055207
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 35Active vs passive
$194M in ETFs
84%
$163M
16%
$31.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $17.2M | 22,945 | 8.85% |
Location
East Greenwich, RI
Kent
Location
East Greenwich, RI
Headquartered in East Greenwich, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Kent
- Address
- 660 Main St
- Time zone
- ET (UTC-5)
- Office locations
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