Merlin Asset Management

RIAState Registered
Total AUM
$50.2M
Discretionary
$50.2M
100% of AUM
Avg account
$738K
Accounts
68
Employees
1
Advisory reps
1

Firm details

Headquarters
Newport, Rhode Island
CRD number
284790
Registered since
August 24, 2016
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI98.58%
  • Individuals1.41%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Merlin Asset Management is an independent, privately owned advisory firm organized as a corporation that focuses on fee-based portfolio management. The advisor serves individuals, families and a limited number of institutional clients, and lists portfolio management for individuals and small businesses as its primary advisory activity. The firm reports registrations in New York and Rhode Island and operates under an owner-type classified as an individual. Merlin does not identify itself as an ESG investor and does not market pension consulting or multi-state advisory services beyond its stated registrations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Derivatives 1%, Public Funds/Mutual Funds 1%, Cash & Cash Equivalents 1%99%
  • Exchange Traded Equities99%
  • Derivatives1%
  • Public Funds/Mutual Funds1%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • Michael Obuchowski

    Michael Obuchowski

    Founder & Chief Investment OfficerCRD 4705300

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Newport, RI

Newport

Location

Newport, RI

Headquartered in Newport, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Newport
Address
449 Thames St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth