SIP FINANCIAL SERVICES

RIASEC Registered

Total AUM

$28.2M

Discretionary

0% of AUM

Avg account

$201K

Accounts

140

Employees

Advisory reps

Firm details

Headquarters: GLENVILLE, New York
CRD number: 144985
Website: www.sipfinancialservices.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI56.3%
Individuals40.46%
Pension & Profit Sharing Plans2.87%
Charitable Organizations0.37%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

SIP Financial Services is an independent registered investment adviser operating as a sole proprietorship and owned by an individual. The firm serves both individual and family clients as well as institutional clients, offering financial planning and portfolio management for individuals, small businesses and institutions, plus pension consulting. Its billing mixes a percentage-of-AUM model with hourly and fixed-fee arrangements. The firm does not identify as an active ESG investor and is not documented as a multi-state adviser.