UNIVERSE, INC.

RIASEC Registered
Total AUM
$28.2M
Discretionary
$28.2M
100% of AUM
Avg account
$176K
Accounts
160
Employees
1
Advisory reps
1

Firm details

Headquarters
Brooklynn, New York
CRD number
130730
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI65.29%
  • Individuals25.05%
  • Corporations / Businesses9.66%
Services
Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Universe, Inc. is a small corporate registered advisory firm owned by an individual that focuses on serving individual and family clients. Its advisory offering centers on portfolio management for individuals and small businesses and includes pension consulting services. The firm charges a combination of a percentage of assets under management and hourly fees. It does not identify as an active ESG investor and is not classified as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: US Government Bonds 63%, Public Funds/Mutual Funds 32%, Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 2%, Exchange Traded Equities 1%63%
  • US Government Bonds63%
  • Public Funds/Mutual Funds32%
  • Investment Grade Corp Bonds2%
  • Cash & Cash Equivalents2%
  • Exchange Traded Equities1%

Contacts

1 of 1
  • DMITRIY DOLGIN

    President and Portfolio ManagerCRD 4782487

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Brooklynn, NY

KINGS

Location

Brooklynn, NY

Headquartered in Brooklynn, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
KINGS
Address
1688 E 16th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth