DERIVATY CO

RIASEC RegisteredEst. 2020
Total AUM
$28M
Discretionary
$28M
100% of AUM
Avg account
$9.3M
Accounts
3
Employees
3
Advisory reps
2

Firm details

Headquarters
WHITE PLAINS, New York
CRD number
310249
Registered since
September 2, 2020
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Other
Client types
  • Other Investment Advisers100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Derivaty Co is a corporation that registered with the SEC in 2020 and is individually owned. The firm’s filings identify its primary client base as institutional, while its advisory activities include portfolio management for individuals and small businesses as well as for businesses and institutions. Fee arrangements include a percentage-of-AUM component and other fee types. The adviser does not identify itself as an active ESG investor, a pension consultant, a capital allocator, or a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Derivatives 100%100%
  • Derivatives100%

Owners & executives

1 of 1
  • WARUN KUMAR

    Founder & CEOCRD 3043101

Contacts

1 of 1
  • MICHAEL DAVIS

    FounderCRD 4097379

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

WHITE PLAINS, NY

WESTCHESTER

Location

WHITE PLAINS, NY

Headquartered in WHITE PLAINS, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
WESTCHESTER
Address
777 Westchester Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth