WHIPPOORWILL ASSOCIATES INC

RIASEC RegisteredEst. 1993

Total AUM

$31.2M

Discretionary

$31.2M

100% of AUM

Avg account

$10.4M

Accounts

Employees

Advisory reps

Firm details

Headquarters: WHITE PLAINS, New York
CRD number: 107497
Registered since: January 26, 1993
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles100%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Whippoorwill Associates Inc. is a small, institutionally focused investment adviser organized as a corporation and registered with the SEC since 1993. The firm’s activity centers on managing pooled investment vehicles and providing portfolio management for businesses or institutional clients. Whippoorwill typically serves as sponsor, general partner and managing member of the pooled vehicles it runs, combining an operational role with discretionary portfolio management. The firm’s business model emphasizes private equity-style investments and fee arrangements that include both an asset-based fee and performance-based compensation. Whippoorwill is not identified as an active ESG investor and does not operate as a multi-state adviser. Its client base is institutional rather than retail, and its investment activity is oriented toward closed-end or pooled structures rather than standalone retail accounts.