Sincerus Advisory

RIASEC RegisteredEst. 2020

Total AUM

$222M

Discretionary

$204M

92% of AUM

Avg account

$381K

Accounts

582

Employees

4

Advisory reps

3

Firm details

Headquarters: ,
CRD number: 300559
Registered since: July 23, 2020
Website: sincerusadv.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI51.52%
Individuals27.57%
Corporations / Businesses10.76%
Charitable Organizations9.21%
Pension & Profit Sharing Plans0.94%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Sincerus Advisory is an independent registered investment adviser organized as an LLC and registered with the SEC in 2020. The firm serves both individual/family and institutional clients, offering financial planning, portfolio management for individuals, small businesses and institutions, and the selection of third‑party advisers. Its fee schedules include asset‑based fees and fixed fees. Sincerus describes itself as a capital allocator and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities59%
Public Funds/Mutual Funds27%
Cash & Cash Equivalents7%
US Government Bonds6%
Other1%

Contacts

3 of 3

Daniel Ryan
Managing PartnerCRD 5476606
David Wilson
Managing PartnerCRD 4253003
Valerie Williams
Financial Planning SpecialistCRD 3130308

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 79

Active vs passive

$133M in ETFs

Passive

90%

$119M

Active

5%

$13.7M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR S&P 500 ETF TRUST (SPY)	State Street	Passive	Large Blend	$20M	30,702	15.07%

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Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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