Phillip James Financial Co
Firm details
- Headquarters
- Plymouth, Minnesota
- CRD number
- 168228
- Registered since
- February 16, 2021
- Website
- phillipjamesfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI89.08%
- Individuals10.92%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Phillip James Financial Co. is an independent registered investment adviser focused on individual and family clients. The firm is SEC-registered (registered in 2021) and operates as a corporation under individual ownership. Its primary advisory services are financial planning and portfolio management for individuals and small businesses; the firm also lists accounting as a business activity. Fee arrangements include both percentage-of-assets and fixed-fee engagements. The firm reports it does not position itself as a capital allocator, is not a multi-state adviser, and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities51%
- Public Funds/Mutual Funds40%
- US Government Bonds5%
- State & Local Bonds3%
- Cash & Cash Equivalents1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 120Active vs passive
$148M in ETFs
91%
$135M
2%
$13.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB SHORT-TERM US TREASURY ETF (SCHO) | Schwab | Passive | Short Government | $11.8M | 495,729 | 7.98% |
Location
Plymouth, MN
Hennepin
Location
Plymouth, MN
Headquartered in Plymouth, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Hennepin
- Address
- 3675 Plymouth Blvd
- Time zone
- CT (UTC-6)
- Office locations
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