PHILLIP JAMES FINANCIAL CO.
Firm details
- Headquarters
- PLYMOUTH, Minnesota
- CRD number
- 168228
- Registered since
- February 16, 2021
- Website
- phillipjamesfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI89.08%
- Individuals10.92%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Phillip James Financial Co. is an independent, SEC-registered registered investment adviser organized as a corporation and owned by an individual. The firm focuses on serving individual and family clients with financial planning and portfolio management for individuals and small businesses. Its advisory fees are charged as a percentage of assets under management and via fixed fees. The firm also lists accounting among its business activities. Phillip James Financial Co. is not positioned as a capital allocator, does not identify as an active ESG investor, and is not noted as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities51%
- Public Funds/Mutual Funds40%
- US Government Bonds5%
- State & Local Bonds3%
- Cash & Cash Equivalents1%
Contacts
2 of 2PHILLIP CHRISTENSON
Portfolio ManagerCRD 5082883
JAMES SEXTON
Co-FounderCRD 6213353
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 55Active vs passive
$58.2M in ETFs
97%
$56.2M
1%
$2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL BOND MARKET INDEX FUND (BND) | Vanguard | Passive | Intermediate Core Bond | $8.4M | 113,554 | 14.46% |
Location
PLYMOUTH, MN
HENNEPIN
Location
PLYMOUTH, MN
Headquartered in PLYMOUTH, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- HENNEPIN
- Address
- 3675 Plymouth Blvd
- Time zone
- CT (UTC-6)
- Office locations
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