GEN Financial Management Inc.
Firm details
- Headquarters
- Plymouth, Minnesota
- CRD number
- 110179
- Registered since
- August 2, 2000
- Website
- www.genfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI82.41%
- Individuals16.6%
- Charitable Organizations0.99%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersPublication of Periodicals
Firm profile
FINTRXOverview
GEN Financial Management Inc. is an independent, corporation-structured registered investment adviser that has been SEC-registered since 2000. The firm is owner-operated and positions itself as a capital allocator serving individual and family clients. Its fee model blends percentage-of-AUM billing with fixed fees. Core service lines disclosed on the ADV include financial planning, portfolio management for individuals and small businesses, pension consulting, manager selection (selection of other advisers), and the publication of periodicals or newsletters. The firm does not identify as an active ESG investor and does not report multi-state adviser status.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds88%
- Exchange Traded Equities4%
- Cash & Cash Equivalents4%
- Derivatives2%
- US Government Bonds1%
Contacts
3 of 4
Bryan Vancura
Financial AdvisorCRD 5884275
Eric Moleski
PresidentCRD 1886880
Joshua Moklestad
Financial AdvisorCRD 6935264
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 43Active vs passive
$180M in ETFs
66%
$119M
15%
$60.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP ETF (SCHX) | Schwab | Passive | Large Blend | $27.7M | 922,980 | 15.40% |
Location
Plymouth, MN
Hennepin
Location
Plymouth, MN
Headquartered in Plymouth, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Hennepin
- Address
- 10810 Old County Road 15
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Vantage Point Wealth Management
RIAPlymouth, MN
Echo Wealth Management, LLC
RIAPlymouth, MN
Advisory Solutions Group
RIAPlymouth, MN
Kure Advisory, LLC
RIAPlymouth, MN
Phillip James Financial Co
RIAPlymouth, MN
Rossjohnson & Associates, LLC
RIAPlymouth, MN