GEN FINANCIAL MANAGEMENT INC.
Firm details
- Headquarters
- PLYMOUTH, Minnesota
- CRD number
- 110179
- Registered since
- August 2, 2000
- Website
- www.genfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI82.41%
- Individuals16.6%
- Charitable Organizations0.99%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersPublication of Periodicals
Firm profile
FINTRXOverview
GEN Financial Management Inc. is an independent registered investment adviser that has been SEC-registered since 2000 and is owned by an individual. The firm serves primarily individual and family clients and functions as a capital allocator. Its fee model combines asset-based fees with fixed-fee engagements. Advisory services listed include financial planning, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and the publication of periodicals or newsletters. The firm does not identify as an active ESG investor and is not described as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds88%
- Exchange Traded Equities4%
- Cash & Cash Equivalents4%
- Derivatives2%
- US Government Bonds1%
Contacts
3 of 4ERIC MOLESKI
PresidentCRD 1886880
NOAH SEMMANN
Financial AdvisorCRD 7136052
BRYAN VANCURA
Financial AdvisorCRD 5884275
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 44Active vs passive
$164M in ETFs
67%
$109M
17%
$54.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG) | Vanguard | $24.5M | 113,693 | 14.95% |
Location
PLYMOUTH, MN
HENNEPIN
Location
PLYMOUTH, MN
Headquartered in PLYMOUTH, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- HENNEPIN
- Address
- 10810 Old County Road 15
- Time zone
- CT (UTC-6)
- Office locations
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