RING MOUNTAIN CAPITAL, LLC

RIASEC RegisteredEst. 2024

Total AUM

$222M

Discretionary

$222M

100% of AUM

Avg account

$210K

Accounts

1,059

Employees

Advisory reps

Firm details

Headquarters: TIBURON, California
CRD number: 288714
Registered since: April 29, 2024
Website: www.ringmountaincapital.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI56.27%
Individuals42.87%
Corporations / Businesses0.72%
Pension & Profit Sharing Plans0.14%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Ring Mountain Capital, LLC operates as an independent registered investment adviser and positions itself as a capital allocator for both individual/family and institutional clients. The firm charges a mix of percentage-of-AUM and fixed fees and provides financial planning, discretionary portfolio management for individuals, small businesses and institutions, and selection of other advisers — indicating it will deploy outside sub-advisors or model managers when appropriate. Filing details show a clear preference for equity exposure: exchange-traded equities are the single largest asset type on the platform. Ring Mountain is not identified as an active ESG investor and maintains a primarily discretionary management posture.