Ring Mountain Capital, LLC

RIASEC RegisteredEst. 2024

Total AUM

$222M

Discretionary

$222M

100% of AUM

Avg account

$210K

Accounts

1,059

Employees

Advisory reps

Firm details

Headquarters: Tiburon, California
CRD number: 288714
Registered since: April 29, 2024
Website: www.ringmountaincapital.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI56.27%
Individuals42.87%
Corporations / Businesses0.72%
Pension & Profit Sharing Plans0.14%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Ring Mountain Capital, LLC is an independent, individually owned registered investment adviser that began SEC registration in 2024 and operates as an LLC. The firm serves both high-net-worth individuals and families as well as institutional clients. Its advisory services emphasize financial planning and discretionary portfolio management across individual, small business, and institutional accounts, and it also acts as a capital allocator by selecting sub-advisers or outside managers for portions of client portfolios. Compensation is through both percentage-of-assets and fixed fees. The firm does not identify as an ESG-focused investor and is not structured as a multi-state adviser.