Guardian Investment Management

RIASEC Registered

Total AUM

$310M

Discretionary

$264M

85% of AUM

Avg account

$2.4M

Accounts

127

Advisory reps

Firm details

Headquarters: Tiburon, California
CRD number: 104935
Registered since: January 22, 1976
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI79.19%
Charitable Organizations13.52%
Pension & Profit Sharing Plans5.85%
Individuals1.44%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Guardian Investment Management LLC is an independent registered investment adviser that has been SEC-registered since 1976. Structured as a limited liability company and owned by an individual, the firm serves primarily individual and family clients. Its advisory work centers on discretionary portfolio management for individuals/small businesses and for businesses or institutions. Compensation is delivered via a mix of percentage-of-AUM fees and fixed fees. Guardian does not present itself as an ESG-active investor, is not a multi-state adviser, and does not act as a capital allocator, pension consultant, or related adviser.