Simplicity Wealth

RIASEC RegisteredEst. 2019

Total AUM

$4.3B

Discretionary

$4.2B

98% of AUM

Avg account

$304K

Accounts

14,045

Employees

424

Advisory reps

203

Firm details

Headquarters: Summit, New Jersey
CRD number: 300572
Registered since: March 11, 2019
Website: www.simplicitywealth.com
Custodians: CHARLES SCHWAB & CO., INC., PRINCIPAL SECURITIES, INC., TRUIST INVESTMENT SERVICES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Other Investment Advisers58.85%
Individuals25.26%
HNWI14.86%
Banking / Thrift Institutions1.03%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Simplicity Wealth is an independent registered investment adviser organized as an LLC and SEC-registered since 2019. The firm serves both individual/family and institutional clients and charges clients via a combination of asset-based fees, hourly billing, and fixed-fee arrangements. Core advisory services include financial planning, portfolio management for individuals and small businesses as well as for institutions, selection of outside managers, publication of periodic investment commentary, and educational seminars. The firm maintains industry relationships spanning broker-dealers and insurance firms and acts as an affiliated investment adviser in some capacities. It does not characterize itself as an active ESG investor and is not listed as a capital allocator in the provided data.