Circle Wealth Management, LLC

RIASEC RegisteredEst. 2007

Total AUM

$14.1B

Discretionary

$9.5B

67% of AUM

Avg account

$12.4M

Accounts

1,138

Employees

Advisory reps

Firm details

Headquarters: Summit, New Jersey
CRD number: 142878
Registered since: April 24, 2007
Website: www.circlewm.com
Custodians: CHARLES SCHWAB & CO., INC., J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI92.8%
Charitable Organizations7.15%
Corporations / Businesses0.05%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Circle Wealth Management, LLC is an independent registered investment adviser that acts as a capital allocator for both individual/family and institutional clients. Founded in 2007, the firm provides financial planning, portfolio management for individuals and small businesses, manager selection, and educational seminars. Compensation is primarily fee-based through a percentage of assets under management and fixed fees. The firm identifies as an active ESG investor and explicitly allocates to outside managers for specialized strategies. Circle Wealth has been recognized in industry lists, including Financial Times’ Top 300 RIA Firms (2020), FA Magazine’s Top RIA Firms (2020), and Citywire’s 50 Growers Across America (2024).