RSW INVESTMENTS

Overview

RSW Investments is a registered investment adviser organized as a limited liability company that concentrates on discretionary portfolio management for individuals, families and small businesses as well as for business and institutional clients. The firm uses a fee model based on a percentage of assets under management and, by regulatory filings, emphasizes fixed-income investing—particularly state and local bonds—over public equity exposure. RSW Investments is not an active ESG investor, is not designated as a multi-state adviser, and began SEC registration in 2019. The firm also holds roles beyond traditional advisory work: filings list affiliations as a broker-dealer, other investment adviser, CPO/CTA, and sponsor or managing member of pooled investment vehicles. That suggests RSW can both allocate to outside managers and sponsor pooled strategies when appropriate, and may operate or oversee private vehicles alongside advisory accounts.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices