RIDGELEIGH CAPITAL

RIASEC RegisteredEst. 2014
Total AUM
$1B
Discretionary
$46.3M
4% of AUM
Avg account
$172M
Accounts
6
Employees
1
Advisory reps
1

Firm details

Headquarters
SUMMIT, New Jersey
CRD number
171905
Registered since
June 30, 2014
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Corporations / Businesses82.26%
  • Charitable Organizations13.26%
  • Pooled Investment Vehicles4.48%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Ridgeleigh Capital is an LLC that operates as a hedge-fund style investment adviser and is SEC-registered since 2014. The firm is individually owned and directs its services toward institutional clients. Its fee arrangements include percentage-of-AUM, fixed fees and performance-based components, consistent with active management of pooled vehicles. Ridgeleigh’s advisory remit focuses on portfolio management for pooled investment vehicles and for business or institutional accounts, and it also performs selection of other advisers. The adviser is not positioned as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi-state adviser. Ridgeleigh also has roles on the sponsor and operating side of pooled vehicles, acting at times as a general partner or managing member. That dual role — both managing funds and selecting external managers — shapes how it deploys capital and constructs relationships with third-party managers.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Private Funds 67%, Exchange Traded Equities 29%, Cash & Cash Equivalents 4%67%
  • Private Funds67%
  • Exchange Traded Equities29%
  • Cash & Cash Equivalents4%

Owners & executives

1 of 1
  • AJAY SHROFF

    Chief Investment OfficerCRD 6355761

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SUMMIT, NJ

UNION

Location

SUMMIT, NJ

Headquartered in SUMMIT, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
UNION
Address
19 Beechwood Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth