Simplex Trading, LLC

Overview

Simplex Trading, LLC is a limited liability company that registered with the SEC in 2010. FINTRX classifies the firm as unclassified; it does not identify as a capital allocator, a multi-state adviser, or an active ESG investor. Owner type is listed as a mix of a domestic entity and an individual. The public record supplied does not include details on client types, fee arrangement, or ongoing advisory activities. The available attributes and the absence of reported clients or typical advisory descriptors imply Simplex operates more like a trading or market-facing entity than a traditional registered investment adviser serving retail or institutional clients. That characterization is supported by the firm’s large number of discrete positions reported in regulatory filings.

Public Holdings

Investments & Alternatives