Simplex Trading, LLC

Broker-DealerFINRA MemberEst. 2010

Total AUM

—

Advisory reps

104

Avg account

$0

Firm details

Headquarters: Chicago, Illinois
CRD number: 153585
Registered since: August 12, 2010
Website: www.simplexinvestments.com

Firm profile

FINTRX

Overview

Simplex Trading, LLC is organized as a limited liability company and has been SEC-registered since 2010. The firm is listed as a domestic entity/individual ownership type and is classified in the dataset as "unclassified." It does not present itself as a capital allocator, is not identified as an active ESG investor, is not a multi-state adviser, and is not listed as a pension consultant or related adviser. The firm did not provide narrative detail about its advisory or business activities in the source data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 4

Joan Rockey
Chief Financial OfficerCRD 4562343
Dennis Kerlin
Chief Compliance OfficerCRD 4757638
David Haufe
Chief Technology OfficerCRD 5939783

Unlock 1 more executives →

Contacts

3 of 100

Ronald Kucera
TraderCRD 1255031
Paul Mishkin
Managing MemberCRD 2299560
Thomas Bruno
TraderCRD 2338122

Unlock 97 more contacts →

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 788

Active vs passive

$979M in ETFs

Passive

90%

$877M

Active

1%

$102M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES RUSSELL 2000 ETF (IWM)	BlackRock	Passive	Small Blend	$161M	536,810	16.48%

Unlock additional holdings →

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area: Chicago-Naperville, IL-IN-WI
Region: Midwest
County: Cook
Address: 230 S La Salle St
Time zone: CT (UTC-6)
Office locations

Similar firms

Lasalle Investment Management Distributors, LLC

Chicago, IL

Akuna Securities LLC

Chicago, IL

AUM —REPS 155

Group One Trading LLC

Chicago, IL

AUM —REPS 101

Metronome Securities, LLC

Chicago, IL

Solic Capital LLC

Chicago, IL

Lakeshore Securities, L.P.

Chicago, IL

More Broker-Dealers in Chicago →All Illinois Broker-Dealers →