Simon Quick Advisors, LLC

RIASEC Registered
Total AUM
$9B
Discretionary
$8.4B
93% of AUM
Avg account
$2.9M
Accounts
3,057
Employees
97
Advisory reps
43

Firm details

Headquarters
Morristown, New Jersey
CRD number
132330
Registered since
July 16, 2004
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI83.84%
  • Charitable Organizations5.56%
  • Pooled Investment Vehicles4.65%
  • Other Investment Advisers2.12%
  • Individuals1.21%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Simon Quick Advisors, LLC is an independent registered investment adviser that registered with the SEC in 2004. The firm is owner-operated and positions itself as a capital allocator serving both individual & family clients and institutional investors. Its advisory scope spans financial planning, portfolio management for individuals, small businesses, pooled investment vehicles and institutions, selection of other advisers, and pension consulting services. The firm also lists business activities that include CPO/CTA work and accounting-related services. Fee arrangements are mixed — percentage of AUM, hourly, fixed fees and other structures are used depending on the engagement. The firm has been recognized in industry rankings, including Financial Times’ Top 300 RIA Firms (2020), multiple Barron’s Top 100 RIA Firm listings (2023, 2024, 2025) and an appearance on Forbes’ Top RIA Firms list (2024).

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 32%, Private Funds 31%, Exchange Traded Equities 21%, Cash & Cash Equivalents 6%, US Government Bonds 4%, State & Local Bonds 3%, Non-Exchange Traded Equities 1%, Investment Grade Corp Bonds 1%, Other 1%32%
  • Public Funds/Mutual Funds32%
  • Private Funds31%
  • Exchange Traded Equities21%
  • Cash & Cash Equivalents6%
  • US Government Bonds4%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 247

Active vs passive

$2.3B in ETFs

Passive

90%

$2.1B

Active

7%

$224M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$212M277,8209.18%

Location

Primary office

Morristown, NJ

Morris

Location

Morristown, NJ

Headquartered in Morristown, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Morris
Address
360 Mount Kemble Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth