Siebert Williams Shank & Co, LLC

Broker-DealerFINRA MemberEst. 1997

Total AUM

—

Advisory reps

134

Avg account

Firm details

Headquarters: New York, New York
CRD number: 42568
Registered since: July 25, 1997
Website: www.siebertwilliams.com

Firm profile

FINTRX

Overview

Siebert Williams Shank & Co, LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm has been SEC-registered since 1997 and is owned by a domestic entity and individual(s). FINTRX does not list the company as a capital allocator, and it is not identified as an active ESG investor, a multistate adviser, a pension consultant, or a related adviser. Details about specific business lines or advisory activities were not provided in the source data.

Assets & Accounts

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3

William Thompson
Chief Administrative OfficerCRD 2316101
Suzanne Shank-werdlow
President and CEOCRD 1860931
Dianne Calabrisotto
Chief Operating Officer & Chief Compliance OfficerCRD 1273900