SIEBERT WILLIAMS SHANK & CO., LLC

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
133
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
42568
Registered since
July 25, 1997

Firm profile

FINTRX

Overview

Siebert Williams Shank & Co, LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm has been SEC-registered since 1997 and is owned by a combination of domestic entities and individuals. FINTRX marks the firm as not functioning as a capital allocator and not active on ESG investment fronts; it is also not listed as a multi-state adviser, pension consultant, or related adviser. FINTRX does not provide detail on the firm's fee schedules, client segments, or specific advisory services. The profile in the source emphasizes the firm's investment-banking classification rather than traditional registered investment adviser activities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • WILLIAM THOMPSON

    Chief Administrative OfficerCRD 2316101

  • SUZANNE SHANK-WERDLOW

    President and CEOCRD 1860931

  • DIANNE CALABRISOTTO

    Chief Operating Officer & Chief Compliance OfficerCRD 1273900

Contacts

3 of 130
  • JENNIFER MCHUGH

    OperationsCRD 2446809

  • GABRIELE SORBARA

    Managing DirectorCRD 4841739

  • ANDREW GURLEY

    Managing DirectorCRD 1419238

Unlock 127 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
100 Wall St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth