SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

RIASEC RegisteredEst. 2017
Total AUM
$6.2B
Discretionary
$1.6B
26% of AUM
Avg account
$2M
Accounts
3,041
Employees
45
Advisory reps
26

Firm details

Headquarters
CARMEL, Indiana
CRD number
288623
Registered since
November 14, 2017
Custodians
SEI INVESTMENTS DISTRIBUTION CO.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Pension & Profit Sharing Plans90.06%
  • HNWI7.53%
  • Individuals2.41%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Shepherd Financial Investment Advisory LLC is an independent, privately owned RIA organized as an LLC and registered with the SEC in 2017. The firm serves a mix of individual and family clients as well as institutional relationships, delivering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its billing is fee-based, combining percentage-of-AUM charges with fixed fees. Shepherd does not present itself as a capital allocator and the firm is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 65%, Exchange Traded Equities 25%, Cash & Cash Equivalents 10%65%
  • Public Funds/Mutual Funds65%
  • Exchange Traded Equities25%
  • Cash & Cash Equivalents10%

Owners & executives

1 of 1
  • THOMAS MAYER

    Founding Partner & Chief Executive OfficerCRD 4610549

Contacts

3 of 25
  • Taylor Wedmore

    Retirement Plan Support SpecialistCRD 7978057

  • Lucas Smith

    Client Relationship ConsultantCRD 7683790

  • MICHAEL RICHARDSON

    Financial Advisor and Registered RepresentativeCRD 5004926

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CARMEL, IN

HAMILTON

Location

CARMEL, IN

Headquartered in CARMEL, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
HAMILTON
Address
111 Congressional Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth