SGL FINANCIAL, LLC
Firm details
- Headquarters
- BUFFALO GROVE, Illinois
- CRD number
- 158023
- Registered since
- May 29, 2015
- Website
- www.sglfinancial.com
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals53.38%
- HNWI46.15%
- Pension & Profit Sharing Plans0.47%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
SGL Financial, LLC is an independent SEC-registered registered investment adviser formed as an LLC and operating since 2015 under individual ownership. The firm functions as a capital allocator for private and institutional clients and offers a mix of fee arrangements (asset-based fees, hourly billing and fixed fees). Core advisory services include comprehensive financial planning, portfolio management for individuals and small businesses, manager selection, and client education through newsletters and seminars. The firm identifies as an active ESG investor and supplements its in-house services by selecting third‑party managers where appropriate.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other70%
- Exchange Traded Equities25%
- Cash & Cash Equivalents5%
Owners & executives
2 of 2GABRIEL LEWIT
CEO & Co-FounderCRD 5845816
STEVEN THOMAS
Chief Compliance OfficerCRD 1274392
Contacts
3 of 12ROBERT MOORE
PresidentCRD 2094190
RAHUL SHIRAHATTI
Investment Operations SpecialistCRD 7804663
Dominic Demicco
Financial AdvisorCRD 7434801
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
BUFFALO GROVE, IL
LAKE
Location
BUFFALO GROVE, IL
Headquartered in BUFFALO GROVE, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- LAKE
- Address
- 1130 W Lake Cook Rd
- Time zone
- CT (UTC-6)
- Office locations
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