BARD ASSOCIATES INC

RIASEC RegisteredEst. 1987
Total AUM
$416M
Discretionary
$416M
100% of AUM
Avg account
$1.1M
Accounts
388
Employees
10
Advisory reps
4

Firm details

Headquarters
CHICAGO, Illinois
CRD number
104984
Registered since
February 6, 1987
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI87.64%
  • Individuals7.76%
  • Pooled Investment Vehicles4.6%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Bard Associates Inc. is an independent, privately owned registered investment adviser organized as a corporation and operating since 1987. The firm serves both individual/family and institutional clients and charges fees based on a percentage of assets under management. Its advisory services emphasize financial planning and portfolio management for individuals, small businesses, and pooled investment vehicles. Bard is not positioned as an ESG-focused or multi-state adviser and does not identify as a capital allocator or pension consultant. The firm also takes on sponsor/GP/managing-member roles in pooled investment vehicles, indicating active involvement in privately managed funds it sponsors or operates.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 87%, Public Funds/Mutual Funds 11%, Cash & Cash Equivalents 2%87%
  • Exchange Traded Equities87%
  • Public Funds/Mutual Funds11%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • RANDY HEINIG

    Chief Compliance OfficerCRD 6414206

Contacts

3 of 3
  • LAUREN SCHEIBE

    AnalystCRD 5029939

  • Michael Demaray

    Executive Vice PresidentCRD 7263480

  • TIMOTHY JOHNSON

    PresidentCRD 4346580

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 34

Active vs passive

$110M in ETFs

Passive

77%

$84.4M

Active

23%

$25.3M

ETFProviderStyleCategoryValueShares% of portfolio
JANUS HENDERSON AAA CLO ETF (JAAA) Janus HendersonActiveUltrashort Bond$25.3M499,89223.04%

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
233 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth