KERBEROS CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 2024
Total AUM
$412M
Discretionary
$64.9M
16% of AUM
Avg account
$31.7M
Accounts
13
Employees
8
Advisory reps
4

Firm details

Headquarters
CHICAGO, Illinois
CRD number
315699
Registered since
November 1, 2024
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles86.7%
  • Other Investment Advisers10.96%
  • Investment Companies1.58%
  • Other0.77%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Kerberos Capital Management LLC is a boutique investment adviser that targets institutional clients through both advisory mandates and sponsored pooled vehicles. The firm is set up to manage portfolios for individuals and small businesses, investment companies, pooled investment vehicles and institutions, and it frequently serves as sponsor, general partner and managing member of funds it advises. Kerberos is not positioned as an ESG-focused manager and lists percentage-of-AUM and performance-based fee arrangements alongside other fee structures, indicating a willingness to align compensation with outcomes for certain mandates. Investment activity centers on non-standard and sponsor-led vehicles rather than broad retail strategies. The firm’s filings categorize a large portion of its assets and funds as “Other,” suggesting emphasis on customized strategies or niche alternatives rather than conventional long-only stock-and-bond portfolios. That structure — combined with its role as GP and sponsor — points to a business model that blends advisory services with active fund management and operational stewardship of pooled vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

2 of 2
  • Kristina Pearson

    Chief Compliance Officer and Director of OperationsCRD 7899238

  • Daniel Porcello

    Partner, CFOCRD 7174232

Contacts

2 of 2
  • Joseph Siprut

    FounderCRD 7888039

  • DAVID PROSHAN

    Partner and General CounselCRD 5070371

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
17 N State St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth