KERBEROS CAPITAL MANAGEMENT LLC
Firm details
- Headquarters
- CHICAGO, Illinois
- CRD number
- 315699
- Registered since
- November 1, 2024
- Fee structure
- Percentage of AUM, Performance Based Fees, Other
- Client types
- Pooled Investment Vehicles86.7%
- Other Investment Advisers10.96%
- Investment Companies1.58%
- Other0.77%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Kerberos Capital Management LLC is a boutique investment adviser that targets institutional clients through both advisory mandates and sponsored pooled vehicles. The firm is set up to manage portfolios for individuals and small businesses, investment companies, pooled investment vehicles and institutions, and it frequently serves as sponsor, general partner and managing member of funds it advises. Kerberos is not positioned as an ESG-focused manager and lists percentage-of-AUM and performance-based fee arrangements alongside other fee structures, indicating a willingness to align compensation with outcomes for certain mandates. Investment activity centers on non-standard and sponsor-led vehicles rather than broad retail strategies. The firm’s filings categorize a large portion of its assets and funds as “Other,” suggesting emphasis on customized strategies or niche alternatives rather than conventional long-only stock-and-bond portfolios. That structure — combined with its role as GP and sponsor — points to a business model that blends advisory services with active fund management and operational stewardship of pooled vehicles.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other100%
Owners & executives
2 of 2Kristina Pearson
Chief Compliance Officer and Director of OperationsCRD 7899238
Daniel Porcello
Partner, CFOCRD 7174232
Contacts
2 of 2Joseph Siprut
FounderCRD 7888039
DAVID PROSHAN
Partner and General CounselCRD 5070371
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
CHICAGO, IL
COOK
Location
CHICAGO, IL
Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- COOK
- Address
- 17 N State St
- Time zone
- CT (UTC-6)
- Office locations
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