Kerberos Capital Management LLC

RIASEC RegisteredEst. 2024
Total AUM
$412M
Discretionary
$64.9M
16% of AUM
Avg account
$31.7M
Accounts
13
Employees
8
Advisory reps
4

Firm details

Headquarters
Chicago, Illinois
CRD number
315699
Registered since
November 1, 2024
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles86.7%
  • Other Investment Advisers10.96%
  • Investment Companies1.58%
  • Other0.77%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Kerberos Capital Management LLC is an SEC-registered institutional registered investment adviser formed as a limited liability company. The firm’s business model centers on portfolio management across a mix of client types — individuals and small businesses, investment companies, pooled investment vehicles, and institutional or business clients. Kerberos charges fees based on a percentage of assets under management and also uses performance-based fee arrangements, and it lists other fee arrangements as well. The firm reports an institutional client base and does not identify itself as a capital allocator. Kerberos is not registered as a multi-state adviser and does not portray itself as an ESG-focused investor. Its disclosed industry roles include serving as a sponsor or general partner and acting as a managing member of pooled investment vehicles, and it has affiliations with a law firm in connection with these activities.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

2 of 2
  • Kristina Pearson

    Chief Compliance Officer and Director of OperationsCRD 7899238

  • Daniel Porcello

    Daniel Porcello

    Partner, CFOCRD 7174232

Contacts

2 of 2
  • Joseph Siprut

    FounderCRD 7888039

  • David Proshan

    Partner and General CounselCRD 5070371

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
17 N State St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth