LCM Capital Management Inc

RIASEC Registered

Total AUM

$403M

Discretionary

$388M

96% of AUM

Avg account

$410K

Accounts

982

Employees

Advisory reps

Firm details

Headquarters: Chicago, Illinois
CRD number: 111074
Registered since: May 23, 2007
Website: www.lcmcapital.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI70.41%
Individuals17.14%
Pension & Profit Sharing Plans12.17%
Corporations / Businesses0.29%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

LCM Capital Management Inc. is an independent, privately owned registered investment adviser that has been SEC-registered since 2007. The firm serves both individual and family clients as well as institutional clients, offering portfolio management for individuals/small businesses and for businesses or institutions, along with pension consulting services. Its revenue model combines percentage-of-AUM fees with fixed fees, and the firm also operates an insurance brokerage practice. The firm identifies as an independent RIA with a single-owner structure. It is not positioned as a multi-state adviser, and it does not characterize itself as an active ESG investor. The combination of discretionary portfolio management and insurance brokerage suggests a cross-functional offering for wealth planning and investment execution.