LCM Capital Management Inc
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 111074
- Registered since
- May 23, 2007
- Website
- www.lcmcapital.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI70.41%
- Individuals17.14%
- Pension & Profit Sharing Plans12.17%
- Corporations / Businesses0.29%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
LCM Capital Management Inc is an independent registered investment adviser organized as a corporation and active since 2007. The firm serves both individual and family clients as well as institutional and business clients, offering portfolio management for individuals/small businesses and for businesses or institutions, plus pension consulting services. Its revenue model combines percentage-of-AUM fees with fixed fees, and the firm also operates as an insurance broker. LCM does not position itself as a capital allocator; its investment activity leans toward discretionary portfolio management across public markets supplemented by third‑party alternative funds.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities32%
- Public Funds/Mutual Funds30%
- State & Local Bonds22%
- Cash & Cash Equivalents8%
- US Government Bonds7%
Owners & executives
2 of 2
Gary Wozny
Co-Founder, Chairman & CEOCRD 1749964
Stephen Royce
Chief Information OfficerCRD 5379406
Contacts
3 of 7Albena Wozny
OwnerCRD 5120839
Derek Fraley
AdvisorCRD 5862680
Stephanie Johnson
Executive AssistantCRD 7625208
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 14Active vs passive
$111M in ETFs
99%
$110M
0%
$1.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P MIDCAP 400 ETF TRUST (MDY) | State Street | Passive | Mid Cap Blend | $31.1M | 44,192 | 27.97% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 209 W Jackson Blvd
- Time zone
- CT (UTC-6)
- Office locations
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