Settanni Financial LLC

RIASEC RegisteredEst. 2018

Total AUM

$397M

Discretionary

$357M

90% of AUM

Avg account

$869K

Accounts

457

Employees

Advisory reps

Firm details

Headquarters: Armonk, New York
CRD number: 298989
Registered since: November 1, 2018
Website: www.settannifinancial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI72.07%
Individuals12.47%
Charitable Organizations7.62%
Corporations / Businesses6.79%
Pension & Profit Sharing Plans1.05%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Settanni Financial LLC is an independent, SEC‑registered advisory firm organized as an LLC and operating since 2018. The firm functions as a capital allocator for both individual/family and institutional clients, offering fee arrangements that include a percentage of assets under management, hourly billing, and fixed fees. Its advisory services list financial planning, portfolio management for individuals and small businesses, pension consulting services, and selection of third‑party advisers. Settanni does not present itself as an active ESG investor and is not classified as a multi‑state adviser. The firm also maintains industry roles beyond pure advisory work: it serves in capacities such as accountant and sponsor and acts as a general partner and managing member of pooled investment vehicles. Ownership is held by an individual rather than a corporate sponsor.