SETTANNI FINANCIAL LLC

RIASEC RegisteredEst. 2018
Total AUM
$397M
Discretionary
$357M
90% of AUM
Avg account
$869K
Accounts
457
Employees
4
Advisory reps
4

Firm details

Headquarters
ARMONK, New York
CRD number
298989
Registered since
November 1, 2018
Website
www.settannifinancial.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI72.07%
  • Individuals12.47%
  • Charitable Organizations7.62%
  • Corporations / Businesses6.79%
  • Pension & Profit Sharing Plans1.05%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Settanni Financial LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2018. It operates as a capital allocator for both high-net-worth individuals and institutions, providing financial planning, discretionary portfolio management for individuals and small businesses, pension consulting and manager selection services. The firm bills clients through a mix of assets-under-management fees, hourly charges and fixed fees. It does not identify as an active ESG investor and is not registered as a multi-state adviser. Filings indicate the firm can act in sponsor and general partner roles and serves as managing member of pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, Public Funds/Mutual Funds 14%, US Government Bonds 5%, Cash & Cash Equivalents 5%, State & Local Bonds 3%, Investment Grade Corp Bonds 2%, Non-Investment Grade Corp Bonds 1%70%
  • Exchange Traded Equities70%
  • Public Funds/Mutual Funds14%
  • US Government Bonds5%
  • Cash & Cash Equivalents5%
  • State & Local Bonds3%

Owners & executives

2 of 2

  • VITO COLLACURO

    Chief Compliance OfficerCRD 6280447

  • DAVID SETTANNI

    Chief Financial OfficerCRD 5559889

Contacts

2 of 2

  • Michael Capuano

    Investment AdvisorCRD 7464833

  • DONATO SETTANNI

    PresidentCRD 2775800

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 90

Active vs passive

$153M in ETFs

Passive

39%

$59.4M

Active

47%

$94.1M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US EQUITY MARKET ETF (DFUS)DimensionalActiveLarge Blend$12.2M171,5497.93%
Unlock additional holdings →

Location

Primary office

ARMONK, NY

WESTCHESTER

Location

ARMONK, NY

Headquartered in ARMONK, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
WESTCHESTER
Address
84 Business Park Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth