Income & Asset Advisory, Inc.

RIASEC RegisteredEst. 2009

Total AUM

$175M

Discretionary

$138M

79% of AUM

Avg account

$323K

Accounts

541

Employees

Advisory reps

Firm details

Headquarters: Armonk, New York
CRD number: 124955
Registered since: January 2, 2009
Website: www.theadvisory.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, ASCENSUS TRUST
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI63.61%
Individuals35.09%
Pension & Profit Sharing Plans0.84%
Corporations / Businesses0.46%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Income & Asset Advisory, Inc. is an independent registered investment adviser organized as a corporation and SEC-registered since 2009. The firm is individually owned and works with both high-net-worth individuals and families as well as institutional clients. Its advisory mix includes discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting services. Fee arrangements combine an asset-based percentage and hourly charges. The firm does not identify as an active ESG investor and is not designated as a capital allocator.