Serendipity Securities LLC
Firm details
- Headquarters
- Boca Raton, Florida
- CRD number
- 333010
- Registered since
- June 25, 2026
Firm profile
FINTRXOverview
Serendipity Securities LLC is organized as a limited liability company and is privately held by an individual owner. In the dataset the firm is listed as "unclassified" rather than under one of the standard adviser categories; it is not identified as a capital allocator and is not flagged as an active ESG investor, multi-state adviser, pension consultant, or related adviser. The record does not include descriptions of the firm's advisory activities, client types, fee structure, or investment preferences. That absence of operational detail limits what can be inferred about the firm's target clients or how it sources and manages assets.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Benjamin Gray
Chief Compliance OfficerCRD 1946982
Contacts
2 of 2
Howard Spindel
Senior Managing DirectorCRD 708042

David Proskin
Managing DirectorCRD 5062532
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Boca Raton, FL
Palm Beach
Location
Boca Raton, FL
Headquartered in Boca Raton, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- Palm Beach
- Address
- 7000 W Palmetto Park Rd
- Time zone
- ET (UTC-5)
- Office locations
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