Dawson James Securities, Inc.

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
36
Avg account
$0

Firm details

Headquarters
Boca Raton, Florida
CRD number
130645
Registered since
August 6, 2004

Firm profile

FINTRX

Overview

Dawson James Securities, Inc. is a corporation registered with the SEC in 2004 that operates as an investment bank rather than a traditional advisory firm. Filings identify ownership as a combination of a domestic entity and an individual. The firm does not report activity as a capital allocator, and it is not described as an active ESG investor, a multi‑state adviser, a pension consultant, or a related adviser. No advisory activities, fee structures, or client segments are listed in the available profile, which aligns with the firm's classification as an investment bank rather than a registered investment adviser managing client assets.

Assets & Accounts

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Harold Stice

    Harold Stice

    Chief Finance OfficerCRD 1349210

  • Michael Abrams

    Michael Abrams

    Chief Financial OfficerCRD 2279708

  • Jennifer Dorfman

    Jennifer Dorfman

    Chief Compliance OfficerCRD 3009328

Contacts

3 of 33
  • Jay Skolnick

    Jay Skolnick

    Head TraderCRD 1183425

  • Jordan Rosa

    Jordan Rosa

    Registered RepresentativeCRD 5938873

  • Joseph Ventresca

    Registered RepresentativeCRD 2274386

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Boca Raton, FL

Palm Beach

Location

Boca Raton, FL

Headquartered in Boca Raton, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Palm Beach
Address
2700 N Military Trl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth