Dawson James Securities, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
36
Avg account
$0

Firm details

Headquarters
Boca Raton, Florida
CRD number
130645
Registered since
August 6, 2004

Firm profile

FINTRX

Overview

Dawson James Securities, Inc. is organized as a corporation and is classified as an investment bank. The firm is owned through a combination of a domestic entity and individual ownership. Available data indicate the firm does not act as a capital allocator and does not identify as an active ESG investor or a multi-state adviser. The firm did not provide further detail on its advisory, broker-dealer, or other business activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Jennifer Dorfman

    Jennifer Dorfman

    Chief Compliance OfficerCRD 3009328

  • Harold Stice

    Harold Stice

    Chief Finance OfficerCRD 1349210

  • Michael Abrams

    Michael Abrams

    Chief Financial OfficerCRD 2279708

Contacts

3 of 33
  • Robert Keyser

    Robert Keyser

    Head of Capital MarketsCRD 6994012

  • Robert Keyser

    Robert Keyser

    Vice President of Capital MarketsCRD 1291503

  • Karen Clark

    Operations ProfessionalCRD 1182667

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Boca Raton, FL

Palm Beach

Location

Boca Raton, FL

Headquartered in Boca Raton, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Palm Beach
Address
2700 N Military Trl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth