Shearson Financial Services, LLC

Overview

Shearson Financial Services, LLC is an independently owned broker-dealer organized as a limited liability company and held by an individual owner. The firm offers brokerage services alongside advisory work, including financial planning and portfolio management for individuals, small businesses, and institutional/business clients. Its compensation arrangements include asset-based fees, hourly charges, and fixed-fee engagements. Shearson does not identify as an active ESG investor and is not listed as a capital allocator. The firm lists an industry affiliation with another investment adviser, suggesting it coordinates or partners with advisory entities in delivering some client solutions. Its operating model aligns with an independent broker-dealer that provides both transactional brokerage and advisory services rather than acting purely as a discretionary allocator.

Investments & Alternatives

Location & Offices