WALLACHBETH CAPITAL LLC

Broker-DealerFINRA MemberEst. 2008

Total AUM

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Avg account

Firm details

Headquarters: BOCA RATON, Florida
CRD number: 147853
Registered since: November 21, 2008
Website: wallachbeth.com

Firm profile

FINTRX

Overview

Wallachbeth Capital LLC is an SEC-registered limited liability company that has been on the SEC registry since 2008. The firm is organized as a domestic entity with individual ownership and is classified in FINTRX data as an investment bank rather than a traditional registered investment adviser or family office. The firm is not identified as a capital allocator and is not characterized as an active ESG investor. Public filings and the provided snapshot do not include a description of its advisory activities, fee structure, or client mix.

Assets & Accounts

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Investment profile

FINTRX

Traditional investments used

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Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4

ERIC SCHWEITZER
Chief Compliance OfficerCRD 1036891
MICHAEL WALLACH
CEOCRD 2376092
SEUNG CHEOL OH
CFO/FINOPCRD 4632040

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Contacts

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SCOTT SAUNDERS
Managing Director, Institutional ETF Execution & TradingCRD 2970973
Aayush Chitnis
AssociateCRD 7898148
BENJAMIN FEINS
Sales TraderCRD 4905010