Sequent Asset Management, LLC

RIASEC RegisteredEst. 2008
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$3.2M
Accounts
335
Employees
3
Advisory reps
2

Firm details

Headquarters
Houston, Texas
CRD number
148194
Registered since
August 29, 2008
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI88.13%
  • Corporations / Businesses11.58%
  • Individuals0.3%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Sequent Asset Management, LLC is an independent, SEC-registered registered investment adviser (since 2008) organized as an LLC. The firm serves both individuals and families as well as institutional clients and positions itself as a capital allocator that can select and place assets with third‑party managers. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selection of other advisers. Fee arrangements combine a percentage-of-AUM component and fixed fees. The firm is not identified as an active ESG investor and is not registered as a multi-state or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 55%, Exchange Traded Equities 16%, US Government Bonds 15%, Public Funds/Mutual Funds 13%55%
  • Other55%
  • Exchange Traded Equities16%
  • US Government Bonds15%
  • Public Funds/Mutual Funds13%

Owners & executives

1 of 1
  • Timothy Hartzell

    Timothy Hartzell

    Founder & CIOCRD 1044121

Contacts

1 of 1
  • David Doll

    David Doll

    DirectorCRD 1414550

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 65

Active vs passive

$194M in ETFs

Passive

96%

$186M

Active

4%

$8.1M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK)State StreetPassiveTechnology$25.8M135,44613.32%

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
952 Echo Ln
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth