SEMINARIO SECURITIES

Broker-DealerFINRA MemberEst. 2024
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
CORAL GABLES, Florida
CRD number
315218
Registered since
April 3, 2024

Firm profile

FINTRX

Overview

Seminario Securities is organized as a limited liability company and appears in regulatory records as an SEC-registered adviser (registration year 2024). The firm’s ownership is recorded as a mix of a domestic entity and an individual. The snapshot classifies the firm as "Unclassified" and the record includes only a minimal set of profile flags: it is not identified as a capital allocator, not marked as an active ESG investor, not a multi-state adviser, not a pension consultant, and not listed as a related adviser. The source does not supply descriptions of the firm’s advisory activities, fee schedule, client types, or specific business lines.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • LORRAINE NAVARRO

    COOCRD 5436751

  • Ireanna Rubio

    Chief Compliance OfficerCRD 6507398

  • MARLO DIEGUEZ

    CEOCRD 5644954

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Contacts

3 of 5
  • Rajiv Shah

    Managing DirectorCRD 3162156

  • EMILY ABBRUZZESE

    FinOpCRD 4606343

  • Jorge Luis Aspillaga Seminario

    TraderCRD 7989552

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CORAL GABLES, FL

MIAMI DADE

Location

CORAL GABLES, FL

Headquartered in CORAL GABLES, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
95 Merrick Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth