GUZMAN & COMPANY

Broker-DealerFINRA MemberEst. 1987

Total AUM

—

Advisory reps

11

Avg account

$0

Firm details

Headquarters: CORAL GABLES, Florida
CRD number: 21013
Registered since: November 6, 1987
Website: www.guzman.com

Firm profile

FINTRX

Overview

Guzman & Company is a corporation classified as an investment bank and has been SEC-registered since 1987. The firm is individually owned and does not present itself as a capital allocator. Available records show it is not identified as a multi-state adviser, is not flagged as an active ESG investor, and is not listed as a pension consultant or related adviser. Public materials do not describe advisory or portfolio-management activity typical of wealth-management RIAs.

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

1 of 1

LUIS TORIBIO
Chief Compliance OfficerCRD 6248172

Contacts

3 of 10

Guilherme Jacob
Investment Banking AnalystCRD 7819877
Boris Stoikow
OperationsCRD 7844406
LEOPOLDO GUZMAN
Co-FounderCRD 1609679

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

CORAL GABLES, FL

MIAMI DADE

Location

CORAL GABLES, FL

Headquartered in CORAL GABLES, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area: Miami-Port St. Lucie-Fort Lauderdale, FL
Region: South
County: MIAMI DADE
Address: 101 Aragon Ave
Time zone: ET (UTC-5)
Office locations

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