Austin Atlantic Capital Inc.

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Coral Gables, Florida
CRD number
43981
Registered since
November 11, 1997

Firm profile

FINTRX

Overview

Austin Atlantic Capital Inc. is organized as a corporation and has been SEC-registered since 1997. Public records classify the firm as "unclassified" and list its ownership as a mix of a domestic entity and an individual. Available data indicate the firm is not positioned as a capital allocator, is not an active ESG investor, and does not report multi-state adviser status. It is also not identified as a newly formed adviser, a pension consultant, or a related adviser. The firm has supplied very little information about its business model, advisory services, client segments, fee schedules, or affiliations. That lack of disclosure limits visibility into what types of investors it targets or how it structures advice and services.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Kevin Rowe

    Kevin Rowe

    Chief Compliance OfficerCRD 4641264

  • Aaron Rodriguez

    Aaron Rodriguez

    CFOCRD 5421965

Contacts

3 of 3
  • Rodger Shay Jr

    Rodger Shay Jr

    PresidentCRD 1008086

  • Edna Galvis

    Operations SupportCRD 2350133

  • Deborah Font

    Account ExecutiveCRD 863855

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Coral Gables, FL

Miami Dade

Location

Coral Gables, FL

Headquartered in Coral Gables, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
1 Alhambra Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth