Rainmaker Securities, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
—
Advisory reps
62
Avg account
$0

Firm details

Headquarters
Coral Gables, Florida
CRD number
132995
Registered since
March 18, 2005

Firm profile

FINTRX

Overview

Rainmaker Securities, LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm has been SEC-registered since 2005. Ownership is listed as a domestic entity/individual; beyond that, FINTRX does not provide detail on principals, business lines, client segments, fee schedules or advisory activities. The profile indicates Rainmaker does not operate as a capital allocator and is not identified as an active ESG investor, a pension consultant, a related adviser, or a multi-state registered investment adviser. FINTRX also records limited public disclosure about the firm’s activities and affiliations, so the available picture is one of a broker/dealer or advisory-adjacent firm with sparse reporting of typical RIA metrics.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 7
  • Michael Beardsley

    Michael Beardsley

    Founder & CEOCRD 2546470

  • Marko Kozul

    Marko Kozul

    Founder & CEOCRD 4808548

  • Sean Lavin

    Sean Lavin

    Founder & CEOCRD 5254562

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Contacts

3 of 55
  • Jack Richardson

    Jack Richardson

    FounderCRD 5895680

  • Marianna Prueger

    Marianna Prueger

    Registered Investment AdvisorCRD 2712699

  • Gregory Martin

    Gregory Martin

    Managing Director, Private MarketsCRD 2562895

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Coral Gables, FL

Miami Dade

Location

Coral Gables, FL

Headquartered in Coral Gables, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
2000 Salzedo St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth