Security Capital Management

Broker-DealerFINRA MemberEst. 2006
Total AUM
$1.4B
Discretionary
$748M
54% of AUM
Accounts
2,399
Employees
20
Advisory reps
22
Brokerage reps
19

Firm details

Headquarters
Wheeling, West Virginia
CRD number
396
Registered since
March 29, 2006
Website
www.hazlettburt.com
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • HNWI62.95%
  • Individuals32.96%
  • Pension & Profit Sharing Plans2.2%
  • Charitable Organizations1.15%
  • Corporations / Businesses0.74%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Security Capital Management is a corporation operating as an independent broker-dealer and insurance broker that also serves as a capital allocator. The firm is registered with the SEC (since 2006) and works with both individual/family and institutional clients. Its primary fee model is a percentage of assets under management. Core advisory services include financial planning, portfolio management for individuals, small businesses and institutional clients, pension consulting, and the selection of outside advisers. The firm reports an affiliation with a trust company and is not positioned as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 48%, Public Funds/Mutual Funds 35%, Investment Grade Corp Bonds 6%, Cash & Cash Equivalents 6%, Other 4%, State & Local Bonds 1%48%
  • Exchange Traded Equities48%
  • Public Funds/Mutual Funds35%
  • Investment Grade Corp Bonds6%
  • Cash & Cash Equivalents6%
  • Other4%

Owners & executives

3 of 3
  • Jason Marsh

    Jason Marsh

    Chief Executive OfficerCRD 4792963

  • William Paras

    William Paras

    Executive Vice President & Chief Investment OfficerCRD 5277852

  • Timothy Bidwell

    Timothy Bidwell

    Executive Vice President, CFO, CCOCRD 4296834

Contacts

3 of 19
  • Taylor Dean

    Taylor Dean

    Client Service AssociateCRD 7889010

  • Shane Pamphilis

    Shane Pamphilis

    Vice President, Financial AdvisorCRD 6510763

  • Michael Barickman

    Michael Barickman

    Executive Vice PresidentCRD 1535665

Unlock 16 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 443

Active vs passive

$137M in ETFs

Passive

84%

$115M

Active

13%

$21.5M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$12.9M17,4769.42%
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Location

Primary office

Wheeling, WV

Ohio

Location

Wheeling, WV

Headquartered in Wheeling, WV, in the South of the United States.

Region
South
County
Ohio
Address
1300 Chapline St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth