SECOR INVESTMENT ADVISORS, LP

RIASEC RegisteredEst. 2010
Total AUM
$12.8B
Discretionary
$215M
2% of AUM
Avg account
$798M
Accounts
16
Employees
44
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
155235
Registered since
October 13, 2010
Custodians
THE BANK OF NEW YORK MELLON, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types
  • Pension & Profit Sharing Plans87.87%
  • Pooled Investment Vehicles11.11%
  • Charitable Organizations0.52%
  • Other0.51%
Services
Portfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Secor Investment Advisors, LP is a limited partnership registered with the SEC in 2010 that operates as a capital allocator for institutional clients. The firm focuses on managing and sponsoring pooled investment vehicles and provides portfolio management for those vehicles, alongside selection of other advisers and pension consulting services. It also conducts CPO/CTA activities and is listed among sponsor, general partner, or managing members of pooled funds. Fee arrangements include percentage-of-AUM, fixed fees and performance-based components. Secor does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

1 of 1
  • TONY DUEN-LI KAO

    Managing Principal and Chief Investment OfficerCRD 5705474

Contacts

2 of 2
  • DAWN DRAKEFORD

    Director of FinanceCRD 7889161

  • PATTIE HAND

    General Counsel & CCOCRD 5181558

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1290 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth