Royce Investment Partners

RIASEC RegisteredEst. 1971

Total AUM

$12.4B

Discretionary

$12.3B

100% of AUM

Avg account

$12.7M

Accounts

979

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 107689
Registered since: December 14, 1971
Website: www.royceinvest.com
Custodians: MORGAN STANLEY & CO. LLC, THE BANK OF NEW YORK MELLON, RAYMOND JAMES & ASSOCIATES, INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Investment Companies84.52%
Pooled Investment Vehicles12.81%
Individuals1.4%
Charitable Organizations0.68%
Other Investment Advisers0.49%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Royce Investment Partners is organized as a limited partnership with a long regulatory history (SEC-registered since 1971). The firm serves both individual and family clients as well as institutional investors, and its advisory work includes portfolio management for investment companies, pooled vehicles, and institutional or business clients. Fee arrangements combine a percentage-of-AUM component with performance-based fees, and the firm is identified as an active ESG investor. Royce maintains industry relationships beyond pure advisory work — it has affiliations that include broker-dealer activity, other registered investment adviser roles, and commodity pool/operator or CTA functions. The firm’s ownership is recorded as a mix of domestic entity and individual ownership.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities91%
Cash & Cash Equivalents9%

Owners & executives

3 of 3

Lindsey Oshita
Chief Accounting OfficerCRD 7183188
Peter Hoglund
Chief Financial & Administrative Officer, Managing DirectorCRD 1859652
Christopher Clark
Chief Executive Officer & Co-CIOCRD 1735713