SOUND POINT CLO C-MOA, LLC

RIASEC RegisteredEst. 2019
Total AUM
$12.3B
Discretionary
$12.3B
100% of AUM
Avg account
$514M
Accounts
24
Employees
40
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
293256
Registered since
February 14, 2019
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Sound Point Clo C-Moa, LLC operates as a securitized-asset manager focused on pooled investment vehicles for institutional clients. The firm acts primarily as an adviser to securitized structures and related pooled funds, using portfolio management and sponsor roles across its vehicles. Its client base is institutional, and its compensation combines a percentage-of-assets model with performance-based fees, indicating alignment with both asset-gathering and return-generation objectives. The firm is classified as a securitized asset fund manager and is identified as an active ESG investor, suggesting that environmental, social and governance considerations are integrated into at least some investment and underwriting decisions. Organizationally the ownership mix includes foreign entity and individual owners, and the firm performs sponsor, general partner and managing-member functions for pooled vehicles as well as other adviser and commodity/CTA roles where applicable.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • DANIEL FABIAN

    Global CFOCRD 6159551

  • SARAH SEELAUS

    Chief Operating OfficerCRD 7072373

  • ANDREA SAYAGO

    Chief Compliance OfficerCRD 6042456

Contacts

2 of 2
  • STEPHEN KETCHUM

    Managing PartnerCRD 1274772

  • VINCENT DARPINO

    General CounselCRD 1551042

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
375 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth