Secfi Securities, LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
302112
Registered since
January 13, 2020

Firm profile

FINTRX

Overview

Secfi Securities, LLC is organized as a limited liability company and appears in regulatory records as an SEC-registered firm since 2020. Ownership is listed as a mix of a domestic entity and an individual. The dataset classifies the firm as "unclassified" and indicates it does not act as a capital allocator or an active ESG investor. It is not identified as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser under the available fields. The firm has not reported a breakdown of its business activities, advisory services, client segments, or fee schedule in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Michelle Marwaha

    Michelle Marwaha

    COOCRD 6913305

  • Nathaniel Piauwasdy

    Nathaniel Piauwasdy

    CEOCRD 7123470

  • Jaime Moreno De Los Rios

    Jaime Moreno De Los Rios

    Chief Operating OfficerCRD 6316551

Contacts

3 of 5
  • Mengqian Tang

    Mengqian Tang

    Registered RepresentativeCRD 7391055

  • Jared Mcnulty Maharaj

    Internal WholesalerCRD 7133231

  • Mary Oreilly

    Mary Oreilly

    EmployeeCRD 7788391

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
25 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth