Secfi Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
9
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
302112
Registered since
January 13, 2020

Firm profile

FINTRX

Overview

Secfi Securities, LLC is organized as a limited liability company and is identified in the available data as an unclassified advisory entity. Ownership is listed as a combination of a domestic entity and an individual. The firm does not identify itself as a capital allocator, a pension consultant, a related adviser, or an active ESG investor. It is also flagged as not being a multi-state adviser and not newly formed. Public disclosures for the firm are minimal; entries for client base, fee structure, business activities, and advisory activities were not provided. No awards, affiliations, or additional operational details were supplied in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Michelle Marwaha

    Michelle Marwaha

    COOCRD 6913305

  • Nathaniel Piauwasdy

    Nathaniel Piauwasdy

    CEOCRD 7123470

  • Jaime Moreno De Los Rios

    Jaime Moreno De Los Rios

    Chief Operating OfficerCRD 6316551

Contacts

3 of 6
  • Brian Lenart

    Brian Lenart

    FinOpCRD 736107

  • John Klingler

    John Klingler

    Business Development ManagerCRD 6480599

  • Mengqian Tang

    Mengqian Tang

    Registered RepresentativeCRD 7391055

Unlock 3 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
25 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth