SECFI SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
302112
Registered since
January 13, 2020

Firm profile

FINTRX

Overview

Secfi Securities, LLC is organized as a limited liability company and is recorded by FINTRX as having SEC registration that dates to 2020. Ownership is listed as a combination of a domestic entity and an individual. The firm's regulatory classification in the FINTRX record is "Unclassified," and several common adviser roles are marked negative — it is not identified as a capital allocator, an active ESG investor, a pension consultant, or a related adviser. FINTRX does not provide firm-level detail on Secfi Securities' client mix, fee arrangements, or specific advisory activities. Those fields are blank in the snapshot data, so there is no public FINTRX description of its target clients or the services it delivers.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Michelle Marwaha

    COOCRD 6913305

  • Nathaniel Piauwasdy

    CEOCRD 7123470

  • JAIME MORENO DE LOS RIOS

    Chief Operating OfficerCRD 6316551

Contacts

3 of 4
  • Mengqian Tang

    Registered RepresentativeCRD 7391055

  • Mary OReilly

    EmployeeCRD 7788391

  • BRIAN LENART

    FinOpCRD 736107

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
25 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth