Secfi Advisory Limited

RIASEC RegisteredEst. 2022

Total AUM

$226M

Discretionary

$176M

78% of AUM

Avg account

$4.1M

Accounts

55

Employees

15

Advisory reps

7

Firm details

Headquarters: New York, New York
CRD number: 306961
Registered since: July 7, 2022
Website: secfi.com
Custodians: ALTRUIST FINANCIAL LLC
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Pooled Investment Vehicles80.3%
Individuals19.7%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Secfi Advisory Limited is a corporation registered with the SEC in 2022 that advises both individual/family and institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, and management of pooled investment vehicles. The firm charges a mix of percentage-of-AUM, fixed, and performance-based fees. It identifies as neither an active ESG investor nor a multi-state adviser, and it operates as a broker-dealer affiliate and as a sponsor/GP/managing member for pooled vehicles it runs.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities92%
Cash & Cash Equivalents7%
Public Funds/Mutual Funds1%

Owners & executives

3 of 4

John Morrison
Outsourced Chief Investment OfficerCRD 5574272
Michelle Marwaha
COOCRD 6913305
Jaime Moreno De Los Rios
Chief Operating OfficerCRD 6316551

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Contacts

3 of 3

Michael Allred
Financial PlannerCRD 6624684
Timothy Lee
Financial PlannerCRD 6538606
John Klingler
Business Development ManagerCRD 6480599

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: New York
Address: 25 Broadway
Time zone: ET (UTC-5)
Office locations

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