RM Sincerbeaux Capital Management, LLC

RIASEC RegisteredEst. 2007
Total AUM
$227M
Discretionary
$224M
99% of AUM
Avg account
$9.9M
Accounts
23
Employees
1
Advisory reps
1

Firm details

Headquarters
New York, New York
CRD number
145159
Registered since
October 15, 2007
Custodians
GOLDMAN SACHS & CO. LLC
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

RM Sincerbeaux Capital Management, LLC is an independent registered investment adviser formed in 2007 and structured as an LLC under individual ownership. The firm provides fee-based portfolio management to individuals and small businesses, charging a percentage of assets under management. Its practice is not positioned as a capital allocator; rather, it manages discretionary portfolios for a concentrated client base and is not registered as a multi-state or pension consultant adviser. Environmental, social and governance strategies are not marked as active in the firm's profile.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 91%, State & Local Bonds 4%, Cash & Cash Equivalents 3%, Public Funds/Mutual Funds 2%91%
  • Exchange Traded Equities91%
  • State & Local Bonds4%
  • Cash & Cash Equivalents3%
  • Public Funds/Mutual Funds2%

Contacts

1 of 1
  • Richard Sincerbeaux

    OwnerCRD 425041

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1120 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth