RM SINCERBEAUX CAPITAL MANAGEMENT, LLC.
Firm details
- Headquarters
- New York, New York
- CRD number
- 145159
- Registered since
- October 15, 2007
- Custodians
- GOLDMAN SACHS & CO. LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
RM Sincerbeaux Capital Management, LLC is a small, SEC‑registered registered investment adviser organized as an LLC and owned by an individual. The firm has been registered with the SEC since 2007 and focuses on fee‑based portfolio management for individuals and small businesses, charging on a percentage‑of‑AUM basis. Its client base is primarily individual and family investors. The adviser does not identify as an active ESG investor, is not a pension consultant, and is not described as a capital allocator or multi‑state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities91%
- State & Local Bonds4%
- Cash & Cash Equivalents3%
- Public Funds/Mutual Funds2%
Contacts
1 of 1RICHARD SINCERBEAUX
OwnerCRD 425041
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 1120 Avenue of the Americas
- Time zone
- ET (UTC-5)
- Office locations
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