Cais Advisors

RIASEC RegisteredEst. 2024

Total AUM

$225M

Discretionary

$225M

100% of AUM

Avg account

$56.3M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 317466
Registered since: July 26, 2024
Custodians: BOFA SECURITIES, INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Pooled Investment Vehicles71.2%
Corporations / Businesses28.8%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Cais Advisors is an LLC that describes itself as a private equity–focused adviser and registered with the SEC in 2024. The firm serves institutional clients and provides portfolio management across investment companies, pooled investment vehicles and for businesses or institutions. Its ownership is a mix of a domestic entity and an individual, and its fee arrangements include both a percentage-of-AUM component and fixed fees. The firm reports it is not an active ESG investor and does not operate as a multi-state adviser; it also identifies industry relationships that include broker-dealer and insurance-company links, and roles as sponsor/GP or managing member of pooled investment vehicles.