CAIS ADVISORS

RIASEC RegisteredEst. 2024

Total AUM

$225M

Discretionary

$225M

100% of AUM

Avg account

$56.3M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 317466
Registered since: July 26, 2024
Custodians: BOFA SECURITIES, INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Pooled Investment Vehicles71.2%
Corporations / Businesses28.8%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Cais Advisors is structured as an LLC and is registered with the SEC in 2024. The firm is organized around a private equity fund model and serves institutional clients. Its advisory mandate centers on pooled vehicles, investment companies and portfolios for businesses or institutions. Fee arrangements include both percentage-of-AUM and fixed-fee schedules. The firm reports it is not an active ESG investor and does not operate as a multi-state adviser. Industry affiliations listed include broker-dealer relationships, insurance company ties, and roles as sponsor/GP/managing member of pooled investment vehicles.