Searcy Financial Services, Inc.
Firm details
- Headquarters
- Overland Park, Kansas
- CRD number
- 105807
- Registered since
- September 24, 1981
- Website
- www.searcyfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI70.7%
- Other Investment Advisers14.32%
- Individuals10.39%
- Pension & Profit Sharing Plans4.5%
- Charitable Organizations0.08%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Searcy Financial Services, Inc. is an independent registered investment adviser that has been SEC-registered since 1981. The firm serves both individual and family clients as well as institutional investors, offering a mix of financial planning, portfolio management for individuals and small businesses, and pension consulting. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm received recognition from FA Magazine as a Top RIA Firm in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds74%
- Exchange Traded Equities12%
- Cash & Cash Equivalents9%
- State & Local Bonds3%
- Other1%
Owners & executives
3 of 3
John Fales
Lead Advisor and Chief Compliance OfficerCRD 6056370
Ryan Brooke
Chief Investment OfficerCRD 6422010
Marcus Shaffer
CFOCRD 4777059
Contacts
3 of 5
Brenda Carrico
Director of Client ServicesCRD 5415922
Jessica Kmetty
PrincipalCRD 4554864
Tanner Manning
Client Service AssociateCRD 7933712
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 16Active vs passive
$273M in ETFs
73%
$199M
27%
$73.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SMALL-CAP INDEX FUND (VB) | Vanguard | Passive | Small Blend | $33.1M | 109,328 | 12.15% |
Location
Overland Park, KS
Johnson
Location
Overland Park, KS
Headquartered in Overland Park, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Johnson
- Address
- 12980 Foster St
- Time zone
- CT (UTC-6)
- Office locations
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