SEARCY FINANCIAL SERVICES, INC.

RIASEC RegisteredEst. 1981
Total AUM
$514M
Discretionary
$514M
100% of AUM
Avg account
$274K
Accounts
1,874
Employees
9
Advisory reps
8

Firm details

Headquarters
OVERLAND PARK, Kansas
CRD number
105807
Registered since
September 24, 1981
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI70.7%
  • Other Investment Advisers14.32%
  • Individuals10.39%
  • Pension & Profit Sharing Plans4.5%
  • Charitable Organizations0.08%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Searcy Financial Services, Inc. is an independent registered investment adviser formed as a corporation and operating since 1981. The firm serves both individual/family and institutional clients and offers financial planning, portfolio management for individuals and small businesses, and pension consulting. Its fee arrangements include a percentage-of-AUM model as well as hourly and fixed-fee engagements. Searcy is not identified as an active ESG investor and is not classified as a multi-state adviser in the dataset provided. The firm received recognition as a Top RIA in FA Magazine’s 2020 list.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 74%, Exchange Traded Equities 12%, Cash & Cash Equivalents 9%, State & Local Bonds 3%, Other 1%74%
  • Public Funds/Mutual Funds74%
  • Exchange Traded Equities12%
  • Cash & Cash Equivalents9%
  • State & Local Bonds3%
  • Other1%

Owners & executives

3 of 3
  • RYAN BROOKE

    Chief Investment OfficerCRD 6422010

  • JOHN FALES

    Lead Advisor and Chief Compliance OfficerCRD 6056370

  • MARCUS SHAFFER

    CFOCRD 4777059

Contacts

3 of 5
  • JESSICA KMETTY

    PrincipalCRD 4554864

  • BRENDA CARRICO

    Director of Client ServicesCRD 5415922

  • Tanner Manning

    Client Service AssociateCRD 7933712

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 14

Active vs passive

$238M in ETFs

Passive

69%

$164M

Active

31%

$74M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL TOP 200 ETF (IWL)BlackRockPassiveLarge Blend$29.2M182,04012.28%

Location

Primary office

OVERLAND PARK, KS

JOHNSON

Location

OVERLAND PARK, KS

Headquartered in OVERLAND PARK, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
JOHNSON
Address
12980 Foster St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth