Searcy Financial Services, Inc.
Firm details
- Headquarters
- Overland Park, Kansas
- CRD number
- 105807
- Registered since
- September 24, 1981
- Website
- www.searcyfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI70.7%
- Other Investment Advisers14.32%
- Individuals10.39%
- Pension & Profit Sharing Plans4.5%
- Charitable Organizations0.08%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Searcy Financial Services, Inc. is a corporation operating as an independent registered investment adviser; it has been SEC-registered since 1981. The firm serves individual and family clients as well as institutional accounts, and offers financial planning, portfolio management for individuals and small businesses, and pension consulting among its advisory services. Compensation structures include percentage-of-assets, hourly charges, and fixed fees. The firm does not identify as an active ESG investor and is not a capital allocator; instead, it places client capital with third-party managers for alternative exposures. Searcy was featured on FA Magazine’s Top RIA list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds74%
- Exchange Traded Equities12%
- Cash & Cash Equivalents9%
- State & Local Bonds3%
- Other1%
Owners & executives
3 of 3
Ryan Brooke
Chief Investment OfficerCRD 6422010
John Fales
Lead Advisor and Chief Compliance OfficerCRD 6056370
Marcus Shaffer
CFOCRD 4777059
Contacts
3 of 5
Jessica Kmetty
PrincipalCRD 4554864
Brenda Carrico
Director of Client ServicesCRD 5415922
Tanner Manning
Client Service AssociateCRD 7933712
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 16Active vs passive
$273M in ETFs
73%
$199M
27%
$73.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SMALL-CAP INDEX FUND (VB) | Vanguard | Passive | Small Blend | $33.1M | 109,328 | 12.15% |
Location
Overland Park, KS
Johnson
Location
Overland Park, KS
Headquartered in Overland Park, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Johnson
- Address
- 12980 Foster St
- Time zone
- CT (UTC-6)
- Office locations
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