Midwest Financial Group LLC
Firm details
- Headquarters
- Overland Park, Kansas
- CRD number
- 175288
- Registered since
- March 27, 2015
- Website
- www.midwestfinancialkc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI73.12%
- Individuals24.44%
- Charitable Organizations1.34%
- Pension & Profit Sharing Plans1.1%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Midwest Financial Group LLC is an independent registered investment adviser organized as a limited liability partnership and registered with the SEC in 2015. The firm serves both individual and family clients as well as institutional accounts and is owned by an individual partner. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Core advisory services emphasize financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm does not position itself as an ESG-driven allocator and is not identified as a capital allocator or a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities47%
- Public Funds/Mutual Funds46%
- State & Local Bonds2%
- Sovereign Bonds2%
- Cash & Cash Equivalents2%
Contacts
3 of 11
Mitzi Swaffar
Owner and PresidentCRD 5227449
Richard Ryan
ManagerCRD 711204
Allen Joy
IARCRD 1007279
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 107Active vs passive
$262M in ETFs
68%
$180M
28%
$82.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 GROWTH ETF (IVW) | BlackRock | Passive | Large Growth | $18.3M | 128,322 | 6.96% |
Location
Overland Park, KS
Johnson
Location
Overland Park, KS
Headquartered in Overland Park, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Johnson
- Address
- 7400 W 130th St
- Time zone
- CT (UTC-6)
- Office locations
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