PHD RETIREMENT CONSULTING

RIASEC RegisteredEst. 2019

Total AUM

$506M

Discretionary

$231M

46% of AUM

Avg account

$7.7M

Accounts

Employees

Advisory reps

Firm details

Headquarters: OVERLAND PARK, Kansas
CRD number: 304989
Registered since: August 12, 2019
Website: feeonly401kadvisor.com
Custodians: ALERUS SECURITIES CORPORATION, LINCOLN FINANCIAL DISTRIBUTORS, INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Pension & Profit Sharing Plans100%
Services: Financial PlanningPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

PHD Retirement Consulting is a limited liability company that provides pension consulting, financial planning, and portfolio management services aimed at institutional clients. The firm is SEC-registered (since 2019) and is owned by an individual principal. Its advisory practice centers on serving plan sponsors and other institutional retirement clients, delivering both discretionary and non-discretionary portfolio oversight alongside pension consulting work. Investment activity is dominated by publicly available pooled vehicles—primarily mutual funds—reflecting a manager preference for liquid, diversified exposures appropriate for retirement plans and institutional balance-sheet needs. The firm charges a mix of percentage-of-AUM and fixed fees. PHD Retirement Consulting does not identify as an active ESG investor and is not positioned as a multi-state or capital-allocating platform.