Seacap Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
133994
Registered since
June 17, 2005

Firm profile

FINTRX

Overview

Seacap Securities LLC is organized as a limited liability company with ownership tied to a domestic entity and an individual. The firm’s internal classification is listed as unclassified. Available metadata flags indicate it does not act as a capital allocator, is not identified as an active ESG investor, is not a multistate adviser, is not a newly formed adviser, and is not a pension consultant or related adviser. Public disclosures about the firm’s business lines, fee schedules, client segments, and advisory activities are minimal to absent in the record provided, which limits the ability to profile its target clients or service model with specificity.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • John Luth

    John Luth

    President and CEOCRD 2803235

  • Margaret Chan

    Margaret Chan

    President and Chief Operating OfficerCRD 707456

  • Jeffrey Erickson

    Jeffrey Erickson

    Chief Financial OfficerCRD 2512075

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Contacts

1 of 1
  • Michael Marrone

    Michael Marrone

    FinOpCRD 4859949

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
152 W 57th St
Time zone
ET (UTC-5)
Office locations

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