SEACAP SECURITIES LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
133994
Registered since
June 17, 2005

Firm profile

FINTRX

Overview

Seacap Securities LLC is organized as a limited liability company and has been SEC-registered since 2005. Ownership is listed as a combination of a domestic entity and an individual. Public profile fields are sparse: the firm is classified as "Unclassified" in the dataset and is not identified as a capital allocator, an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm did not report its client base, fee structure, or specific advisory activities in the provided data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • MARGARET CHAN

    President and Chief Operating OfficerCRD 707456

  • KEVIN DIAMOND

    Chief Financial OfficerCRD 2726695

  • JOHN LUTH

    President and CEOCRD 2803235

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Contacts

1 of 1
  • Michael Marrone

    FinOpCRD 4859949

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
152 W 57th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth