Scotia Capital (USA) Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
848
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
2739
Registered since
January 5, 1940

Firm profile

FINTRX

Overview

Scotia Capital (USA) Inc. is organized as a corporation and is classified in the snapshot data as an investment bank. Ownership is listed as a combination of a domestic entity and an individual. The firm is identified as not acting as a capital allocator and is not marked as an active ESG investor. It is also noted as not being a multi-state adviser, not newly formed, and not a pension consultant or related adviser. The available profile does not include specifics about client segments, fee schedules, or detailed advisory and business activities, so public-facing descriptions of product focus or service lines are limited.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 16
  • Brian Lehman

    Brian Lehman

    Co-ceoCRD 2919617

  • Travis Machen

    Travis Machen

    CEOCRD 4388615

  • Shawn Rose

    Shawn Rose

    Chief Technology OfficerCRD 4417649

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Contacts

3 of 832
  • Eric Witte

    Eric Witte

    DirectorCRD 6827695

  • John Lingbeck

    John Lingbeck

    High Yield TraderCRD 4564308

  • Dana Banks

    Dana Banks

    DirectorCRD 5470926

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
250 Vesey St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth