Schaper Benz & Wise Investment Counsel Inc

RIASEC Registered
Total AUM
$1.8B
Discretionary
$1.7B
99% of AUM
Avg account
$1.6M
Accounts
1,077
Employees
15
Advisory reps
13

Firm details

Headquarters
Neenah, Wisconsin
CRD number
107630
Registered since
April 16, 1992
Website
sbw-invest.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI95.09%
  • Individuals1.93%
  • Pension & Profit Sharing Plans1.48%
  • Charitable Organizations1.45%
  • Corporations / Businesses0.05%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Schaper Benz & Wise Investment Counsel Inc. is an independent, privately owned registered investment adviser that has been SEC-registered since 1992. The firm serves both individuals and families as well as institutional clients, offering financial planning and portfolio management for individuals, small businesses, and institutions. Its fee arrangements include AUM-based billing as well as hourly and fixed-fee engagements. The firm does not identify as an active ESG investor and is not positioned as a capital allocator. The firm received recognition in CNBC’s list of Top 100 Financial Advisory Firms in 2020, 2021, and 2022.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Cash & Cash Equivalents 12%, US Government Bonds 4%, Public Funds/Mutual Funds 4%, Investment Grade Corp Bonds 1%80%
  • Exchange Traded Equities80%
  • Cash & Cash Equivalents12%
  • US Government Bonds4%
  • Public Funds/Mutual Funds4%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • Mark Sprtel

    Mark Sprtel

    Chief Compliance OfficerCRD 5683689

Contacts

3 of 12
  • Laura Guy

    Laura Guy

    Vice PresidentCRD 4353551

  • Blake Bartlett

    Blake Bartlett

    Investment AnalystCRD 7147448

  • Kimberly Petersen

    Kimberly Petersen

    PresidentCRD 6246060

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 28

Active vs passive

$38.6M in ETFs

Passive

92%

$35.4M

Active

5%

$3.2M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD FTSE EMERGING MARKETS ETF (VWO)VanguardPassiveDiversified Emerging Mkts$6.7M113,21317.39%
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Location

Primary office

Neenah, WI

Winnebago

Location

Neenah, WI

Headquartered in Neenah, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.

Metro area
Appleton-Oshkosh-Neenah, WI
Region
Midwest
County
Winnebago
Address
40 Jewelers Park Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth